Mohammad Dar Mahmoud

[email protected] • +962788425160 • Jordan, Amman

PROFESSIONAL SUMMARY

Dynamic Head of Compliance with over 10 years of experience in navigating complex regulatory landscapes and implementing robust compliance frameworks. Successfully led a team to achieve a 30% reduction in compliance-related incidents through strategic training and process optimization. Adept at fostering cross-departmental collaboration, enhancing communication, and driving a culture of accountability. Committed to leveraging analytical skills and problem-solving abilities to ensure organizational integrity and operational excellence.

WORK EXPERIENCE

Head Of Compliance

07/2018 - Present

AL Bilad Securities & Investment Co.

• Developed, initiated, maintained, and revised policies and procedures for the general operation of the Compliance Program and its related activities to prevent illegal, unethical, or improper conduct

• Collaborated with other departments (e.g., Risk Management, Internal Audit, etc.) to direct compliance issues to appropriate existing channels for investigation and resolution

• Consulted with the corporate attorney as needed to resolve difficult legal compliance issues

• Ensured proper reporting of violations or potential violations to duly authorized enforcement agencies and/or required

• Identified potential areas of compliance vulnerability and risk; developed/implemented corrective action plans for resolution of problematic issues, and provided general guidance on how to avoid or deal with similar situations in the future

• Provided reports on a regular basis, and as directed or requested, to keep the Corporate Compliance Committee of the Board and senior management informed of the operation and progress of compliance efforts

Internal Auditor & Compliance officer

10/2016 - 06/2018

Arab Swiss Financial Investments Co.

• Apply certain measures to ensure the extent of compliance of the company, registered persons, and employees with the Law, and the regulations, instructions, and decisions issued pursued thereto

• Periodic reports to the Board of Directors indicating the financial condition of the company and the amount of the company's commitment to implement the laws and regulations of the Special Securities Commission

• Ensure that the Company maintains the accounting records in a systematic and correct manner in accordance with international accounting standards and laws governing the profession, and follow-up the solvency instructions to ensure compliance by the company with the laws

• Enhancing and carrying out training courses in order to enlighten the registered persons of the company in relation to the Law, and the regulations, instructions, and the internal monitoring procedures of the company

• The periodic inspection of samples of the clients' accounts and a review of the bank accounts and Follow-up complaints against the company

Accountant

04/2015 - 09/2016

Mufdi Khasawneh Fabrics & Furnishings Co.

• Crystallization processes that occur daily to the company's accounting entries

• Deportation and Rationalizing balances of the accounts of the company

• Preparation of payroll and social security for employees, and prepare the daily lists of expenses and revenues of the company

• The preparation of financial statements at the end of each year, and the work of an inventory adjustment and inventory tracking the life and prepare statements for the company's assets Depreciation cycle

Staff responsible ' Supervisor’

05/2010 - 02/2015

Al Jawhara import & export Est...

• Handling the department and overseeing the performance of employees and the needs of the insurance section of the equipment and resources

• Dealing with customers and their views taken. and solve any problems they may encounter

EDUCATION

Bachelor's Degree

09/2014 - 07/2016

Hashemite University

Medium University Degree Passed The Comprehensive Exam

02/2014

Balqa Applied University

Diploma Degree

09/2011 - 10/2013

Zarqa National College

SKILLS

Technical Skills: Financial Analysis, Technical Problem Solving, Accounting Systems, Data Interpretation

Soft Skills: Team Leadership, Communication, Relationship Building, Prioritization, Adaptability

Tools: Microsoft Office, Windows, Accounting Software, Internet Research

Other: Fluent in Arabic, Compliance Knowledge, Project Management, Regulatory Standards

CERTIFICATIONS

Certified Anti-Money Laundering Specialist (CAMS)

08/2021

Association of Certified Anti-Money Laundering Specialists (ACAMS)

International Introduction to Investment

12/2019

The Chartered Institute for Securities & Investment (CISI)

License of the Issuance manager and Issuance Trustee

07/2017

Jordan Securities Commission (JSC)